Optimizing Broker-Dealer Regulatory Compliance via Agile Digital Transformation and LEAN-Six Sigma Frameworks
Keywords:
broker-dealer compliance, Agile digital transformation, LEAN-Six Sigma, regulatory technologyAbstract
Evolving regulatory landscape come up with significant challenges for broker-dealer firms which demands the adoption of advanced methodologies which can enhance compliance efficiency and reduce operational risks. The aim of this study is to explore the integration of agile digital transformation strategies with LEAN-Six Sigma Framework which is used to optimise regulatory compliance process.
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References
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